打印

Specialist pleading

Specialist pleading

Frank FurediProfessor of Sociology at University of Kent, and author of Politics of Fear, Where Have All the Intellectuals Gone?, Therapy Culture, Paranoid Parenting and Culture of Fear.




Specialist pleading


One of the most influential contemporary cultural myths is that our era is characterised by the end of deference.


Commentators interpret the declining influence of traditional authority and institutions as proof that people have become less deferential and possess more critical attitudes than in the past. However, it is less frequently noted that deference to traditional authority has given way to the reverence of expertise.

Western culture assumes that a responsible individual will defer to the opinion of an expert. Politicians frequently remind us that their policies are “evidence based”, which usually means informed by expert advice. Experts have the last word on topics of public interest and increasingly on matters to do with people’s private affairs. We are advised to seek and heed to advice of a bewildering chorus of personal experts—parenting specialists, life coaches, relationship gurus, super-nannies and sex therapists, to name a few—who apparently possess the authority to tell us how to live our lives.

The exhortation to defer to experts is underpinned by the premise that their specialist knowledge entitles them to a higher moral status to the rest of us. For example, Ken Macdonald, former director of public prosecutions in Britain, pushed for the right to use expert witnesses to help boost the low conviction rate in rape trials. Former Home Office minister Joan Ryan, a junior Home Office minister at the time, backed him, arguing that expert evidence in court could “address myths about rape and its victims”. The assumption seems to be that ordinary jurors lack the intelligence to grasp how rapists and their victims behave, which is why courts need the expert psychologist to put them right.
In previous times, pronouncement about who was evil or who had sinned was the prerogative of the priest. With the end of deference to the church such mystical powers have become associated with the authority of the professional expert witness. The call for ordinary jurors to ignore their intuition and subjugate themselves to the superior insight of the expert is seldom characterised as what it really is, a new form of non-traditional deference. According to this perspective, the prejudices and myths of ordinary jurors need to be overcome through the intervention of the enlightened views of the expert.

It is necessary to state at the outset that any civilised 21st-century society is likely to take expertise seriously. The efficient functioning of such a society depends, to a significant extent, on the quality of contribution made by its experts. Anyone who is ill or confronted with a technical problem will turn to an expert.

The problem is not the status of the expert but its politicisation. All too often experts do not confine their involvement in public discussion to the provision of advice. Many insist that their expertise entitles them to have the last word on policy deliberation. Recent studies indicate that in public debates those whose views run counter to the sentiments of scientific experts find it difficult to voice their beliefs.

From time to time experts also use their authority to silence opponents and close down discussion. For example, those who argue that the debate on climate change is finished claim the authority of scientific expertise. That was how former British environment minister David Miliband justified his 2007 statement that “that the debate over the science of climate change is well and truly over”. The impulse to close down debate is also evident in the attacks on Australian geologist Ian Plimer for raising questions about the prevailing consensus on climate change in his book Heaven and Earth. Plimer, it was pointed out with some finality, was not a climate change expert.

THE cultural affirmation accorded to the authority of expertise originates in the 19th century. Historically, expert referred to someone having experience. “Tho that bene expert in love,” wrote Chaucer in the late 14th century. According to the Oxford English Dictionary an expert was “trained by experience or practice” and was “skilled” or “skilful. Although the term was often associated with a skill, it could also refer to personal qualities. So an 18th-century monarch could be described as “expert both in the arts of peace and war”.

This general representation of expertise would soon give way to one that carried the connotation of possessing specialist knowledge or technical skill. The contemporary definition of an expert as “one whose specialist knowledge or skill causes him to be regarded as an authority” is directly associated with the role of the specialist and specialisation. As sociologist Michael Schudson observed in Theory and Society magazine in 2006,

an expert is someone in possession of specialised knowledge that is accepted by the wider society as legitimate. This knowledge includes specific, technical skill based on some wider appreciation of the field of knowledge inquestion.

The ascendancy of the expert was inextricably linked to the crisis of traditional authority in 19th-century Europe. Since the Enlightenment the important questions facing the world have been subjected to the power of reasoning. It was no longer sufficient to appeal to the authority of the past. Political theorist Hannah Arendt puts matters most starkly in Between Past and Future, first published in 1954, when she declares that “authority has vanished”.

However, the vanishing of tradition was an invitation to the reconstitution of authority in a new form. In an era of scientific and technological progress the project of reconstituting authority was drawn inevitably towards the status enjoyed by technical expertise and specialised knowledge. Unlike traditional authority, which touched on every dimension of the human experience, the authority of the expert was confined to that which could be exercised through reason.
As legal philosopher Joseph Raz writes in Authority (1990), the “authority of the expert can be called theoretical authority, for it is an authority about what to believe”. Raz observes that unlike political authority, which “provides reason for action”, theoretical authority “provides reason for belief”. However, while it is valid to draw a conceptual distinction between these two forms of authority, historical experience suggests that expertise becomes politicised easily. With the passing of time the distinction between these two forms of authority becomes blurred. Moreover the fragility of political authority encourages a process whereby politicians outsource their power to experts. As social scientist Stephen Hilgartner writes,

governments find expert advice to be an indispensable resource for formulating and justifying policy and, more subtly, for removing some issues from the political domain by transforming them into technical questions.

Political scientist Terence Ball suggests that the potential for the politicisation of expertise can be understood through understanding the distinction between epistemic and epistemocratic authority. Epistemic authority is “that which is ascribed to the possessor of specialised knowledge, skills, or expertise”. For example, this form of authority works through deference to doctors on medical matters and lawyers on legal affairs. Epistemocratic authority, “by contrast, refers to the claim of one class, group or person to rule another by virtue of the former’s possessing specialised authority not available to the latter”. Ball argues that:

epistemocractic authority is therefore conceptually parasitic upon epistemic authority. Or, to put it slightly differently, epistemocratic authority attempts to assimilate political authority to the non-political epistemic authority of the technician or expert.

Ball claims that the conceptual distinction between political rule and expert authority in modern society becomes “blurred if not meaningless”. In effect, the epistemocratic imperative extends the claim of expertise to the domain of political and public life. It assimilates moral and political issues to “the paradigm of epistemic authority” and asserts that “politics and ethics are activities in which there are experts”. The influence exercised by epistemocratic authority today is shown by the constant slippage between scientific advice and moral and political exhortation on issues as different as global warming and child rearing.

In the 19th century the epistemocratic ideal was endorsed explicitly by positivist thinkers such as Saint-Simon and Comte. Not only did they assert the primacy of technocratic authority, they insisted on obedience to it. Although such an explicit endorsement of a technocratic authority is rarely expressed today, its anti-democratic impulse continues to play a powerful role. The influence of managerial and technocratic ideals on public life indicates that epistemocratic ideal is one, as Ball puts it, “to which political reality in some respects increasingly corresponds”.

THE status of experts requires that their knowledge and skill is recognised as authoritative by the public. As historian Thomas Haskell points out, by the mid-19th century the man of science gave way to the scientist, representing a shift from gentlemanly vocation to profession. Haskell’s book, The Emergence of Professional Social Science (2000), provides a convincing account of the campaign “to establish professional authority on a firmer base and to extend professional performance into new areas”. He writes that the “word scientific then seemed to epitomise the very essence of professional idea: expert authority, institutionally cultivated and certified”.

Although influenced by self-interest the professionalisation of expertise also represented an attempt to respond to the crisis of traditional authority. Haskell perceives the trend towards professionalisation as part of a “broad movement to establish or re-establish authority in the face of profoundly disruptive changes in habits of casual attribution” and “changes in the very notion of truth itself”. He adds that

professionalisation in the 19th century was not merely a pragmatic and narrowly self-seeking tactic for enhancing occupational status, as it often is today; instead it then seemed a major cultural reform, a means of establishing authority so securely that the truth and its proponents might win the deference even of a mass public, one that threatened to withhold deference from all men, all traditions, and even the highest values.

So, the 19th-century professionalisation of expertise can be seen as representing the constitution of a new focus for public deference. At a time of disruptive changes and moral and intellectual confusion, the professional expert who personified reason and science was a reassuring authority figure. This was a form of authority that claimed to represent objective scientific truth and as possessors of this truth the expert could claim a superior moral status. Haskell argues that

Precisely because there were truths that no honest investigator could deny, the power to make decisions had to be placed in the hands of experts whose authority rested on special knowledge rather than raw self-assertiveness, or party patronage, or a majority vote of the incompetent.

Haskell goes on to ask: “What is it about modern society that causes men to rely increasingly on professional advice?” He also asks: “Under what circumstances do men come to believe that their judgment, based on common sense and the customary knowledge of the community, is not adequate?” Of course, the search for professional advice is founded on the loss of credibility of traditional guidance. The prerequisite for the rise of the expert was the erosion of traditional authority. The diminishing salience of custom and traditional truths created a demand for guidance and advice. The demand for experts was fostered by a cultural climate where little could be taken for granted and where people lacked the intellectual resources to make sense of the world. At a time when Western society was confronted with a crisis of causality the public was ready to embrace those who claimed the authority of scientific truth.
In the 19th century, the world appeared increasingly complex and interdependent. In such circumstances traditional notions of cause and effect could do little to illuminate the problems brought about by industrialisation, rapid social change and the rise of a world economy. Uncertainty about the world encouraged the birth of the social sciences, leading to the expansion of the empire of the expert. In such circumstances, a society that was all too conscious of the limits of lay knowledge was more than ready to defer to the claims of expertise.

Since the 19th century, expertise has thrived from the crisis of causality. For example, experts in the field of social science often justify their existence by insisting that the world is far too complex to be understood by ordinary folk. As historian David Haney has pointed out, the discipline of sociology sought to legitimise its expertise by drawing attention to the complexity of modern society. This argument was eloquently promoted by Talcott Parsons, probably the most influential sociologist of the post-war era. Haney observed that “in an argument consistent with those of earlier generations of social scientists”, Parsons asserted that “the very fact of modernity, with its complexity and resultant confusion, required the expertise of the social scientist”.

The tendency to render reality complex is one of the distinct features of the politicisation of expertise. Critics of technocracy, particularly of its propensity for an elitist, anti-democratic orientation to public issues, are often dismissed as naive, simple-minded people who fail to comprehend the complexities of everyday life. Writing in this vein, sociologist Michael Schudson dismisses the naive romanticism of critics who fear that reliance on experts may be incompatible with democracy. Such a standpoint “fails to see not only the complexity of democracy but the democracy of complexity”. He adds that

in a world too complex for any one person or agency to comprehend, there is no governing without colleagues, consulting, committees and compromise.

THE flip side of expertise is an incompetent public. Historically, the ambiguous relationship between democracy and reliance on expertise has led many thinkers to draw pessimistic conclusions about the capacity of the public to play the role of a responsible citizenry. This argument is presented forcefully by American commentator Walter Lippmann in his classic 1992 study, Public Opinion. Lippmann declared that the proportion of the electorate that is “absolutely illiterate” is much larger than one would suspect and that these people, who are “mentally children or barbarians”, are natural targets of manipulators.

The belief that the public was dominated by infantile emotions was widespread in the social science literature of the inter-war period. Often it conveyed the patronising assumption that public opinion does not know what is in its best interests. For Lippmann, the future of democracy depended on providing experts with the resources to influence the opinion of the public. American liberal philosopher John Dewey agreed with Lippmann’s pessimistic assessment of people’s capacity to understand the complexities of political life but was concerned about the potential for experts to transform themselves into an oligarchy. His solution was to confine expertise to the provision of facts and distance them from policy-making. Although the positions of Lippmann and Dewey are often counterposed, it is important to note that they both perceived the expert as possessing an intellectual, moral and political status that was qualitatively superior to that of the public.

The tendency to regard public opinion as the prisoner of irrationality informed the attitude of the elite towards the public display of emotion throughout most of the 20th century. Officials and opinion makers were particularly worried about the capacity of radical ideologies to generate too much political emotion. The passion and anger of protesters on the streets were regarded as the antithesis of reasoned and enlightened democratic process. Furthermore, it was generally assumed that, once mobilised, irrational emotionalism could vanquish the forces of rationality. That is why economist Joseph Schumpeter argued for the need to limit access to public affairs. Schumpeter believed that “utilitarian reason was simply no match for the extra-rational determinants of conduct”. The social sciences, and specifically sociology, continually communicated a sense of distrust towards the views and opinions of the public. Haney notes that in post-war America many prominent sociologists possessed a “profound suspicion of the character and inclinations of the American people”.

THROUGH extending the idea of complexity to the domain of personal and informal relationship, the authority of expertise has sought to colonise the private sphere. One of the characteristic features of modern times is that the decline of taken for granted ways of doing things has encouraged the perception that individuals are not able to manage important aspects of their life without professional guidance. Frequently the conduct of routine forms of social interaction are represented as difficult and complicated, which is why child-rearing can be treated as a science and why we often talk about parenting skills, social skills, communication skills and relationship skills. The belief that the conduct of everyday encounters requires special skills has created an opportunity for the expert to colonise the realm of personal relations.

For example, experts claimed that their science entitled them to be the authoritative voices on issues that were hitherto perceived as strictly pertaining to the domain of personal and family life. As one US study, published in the 1994 book Troubling Children, notes:

The authoritative voice of “scientific experts” on child development advised repeatedly that the correct training of children required an expertise that few modern parents possessed.

The new cohort of experts believed child-rearing, education and relationships needed to be reorganised in accordance with the latest finding of scientific research. They possessed a powerful crusading ethos and did not confine themselves to the presentation of research and observations. As psychologist William Kessen wrote in the journal American Psychologist:

Critical examination and study of parental practices and child behaviour almost inevitably slipped subtly over to advice about parental practices and child behaviour. The scientific statement became an ethical imperative, the descriptive account became normative. And along the way there have been unsettling occasions in which scraps of knowledge, gathered by whatever procedures were held to be proper science at the time, were given inordinate weight against poor old defenceless folk knowledge.

These experts, often with the backing of official institutions, could impose their proposals on schools and influence the conduct of family life. Against scientific authority, the insights and values of ordinary people enjoyed little cultural currency.

It is worth noting that the record of science in child-rearing, education and relationships has proved to be one of ever-recurring fads that rarely achieve any positive durable results. Nevertheless, at a time when adult authority has been on the defensive, the scientific expert has gained an ever-increasing influence over the conduct of inter-generational relations. Typically, educational experts claimed that since their proposals were based on objective science, only the prejudiced could possibly disagree with them. Pedagogic techniques were promoted on the grounds that they were based on the latest psychological research into child development or new objective theories of learning.

As far as Dewey was concerned, only an incorrigible superstitious traditionalist could object to the new scientific pedagogy. He could not comprehend how anyone could resist what the latest discoveries of the “science of individual psychology” showed about the way people learn. He wrote in the journal The Philosopher that “it was a little as if no one had been willing to put radios on the market because it was obviously an absurd idea that sound can be transmitted through vast distances”. And with an air of impatience he exclaimed that “although these psychological discoveries are as well established today as the facts of the radio, they are still temperamentally abhorrent to a great many schoolmasters and parents”. Dewey, like many of his colleagues, clearly felt frustrated by what he perceived as the unholy alliance of prejudiced parents and unimaginative traditionalist teachers who questioned the new science of the curriculum.

While this professionalisation of everyday life has been a distinct trend from the outset of modernity, it has grown at a breathtaking pace since the 1960s, with professionals systematically expanding the range of personal issues that demand expert knowledge. Today, every aspect of life from birth through to school and career to marriage and mourning is subject professional counselling. We live in an age of personal trainers, mentors and facilitators. Until relatively recently, the professionalisation of everyday life was contained by the belief that the problems of the private sphere were best left to the informal solutions worked out by people in their communities. Although the claim that the expert knew best was rarely contested, the so-called helping professions had far less opportunity to colonise private life. They were free to encroach into the life of people on the edge of society but, until the 60s, professionals had little opportunity to encroach into the private world of “normal”, especially middle-class, people. One of the most striking illustrations of the influence enjoyed by experts today is that they rarely feel restrained from lecturing people on how to conduct their lives. Nor do they confine themselves to the provision of advice. Expert advice is used to legitimise government policies that have a significant effect on people’s lives.

Of course, most experts are responsible and well-meaning individuals who have an important contribution to make to the welfare of society. But the consolidation of the political role of experts, and the reliance of politicians on expert advice rather than their own analysis, has encouraged a form of authority that violates the fundamental norms of democratic accountability. There is a tendency for politicians to retreat behind the complexity of expertise and complicate issues rather than striving to simplify, explain and achieve the resolution of problems. Expertise has also become a means to justify intrusion into areas of public and private life where it has no constructive role to play.

The problem is not expertise. Society needs expert authority, and expert authority needs an epistemic on which to draw. Society does not need the continuance of an episemocratic political approach that rejects decision making based on political judgment and hides behind technical expert advice. Nor does it need the manipulation of expert opinion as a smokescreen for political intervention, especially not in the private sphere.

ONE final point: expert opinion is not a substitute for intellectual reflection. Call them men (and women) of letters, intellectuals, generalists or polymaths. Since the Renaissance the intellectual and cultural life of a society depends on people who are able to transcend the limits of specialisation and have a grasp of the big picture. This point was clearly grasped in the 19th century by thinkers who were concerned about the consequences of excessive specialisation on public life. Writing in 1849, G.L. Lewis warned “that men of comprehensive minds should survey the whole circle of the sciences, should understand their mutual relations” so as “to avoid that narrowing influence which is produced by restricting the mind to the exclusive contemplations of one subject”.

Since the 19th century, the problem of narrow specialisation and the erosion of a genuine dialogue across the arts and sciences has been widely commented on. In 1959, C.P. Snow expressed his anxiety about the split of intellectual life into the two cultures of the arts and sciences. How would he respond to the situation today when the two cultures have given way to disciplinary insularity within science and arts, where philosophers can’t talk to historians and sociologists can’t have a conversation with economists? What we need are not more experts but thinkers and commentators who can interpret the meaning that different forms of knowledge has for society.

First published by The Australian, 2 September 2009


Source: http://www.frankfuredi.com/index.php/site/article/325/

TOP

专家暴政

弗兰克•菲雷迪著 吴万伟译 

刊发时间:2009-09-17 14:58:22 光明网-光明观察




  当代文化中影响最大的一个神话是我们的时代特征是不再服从他人。

  评论家们解释说,传统权威和机构的影响力衰落就是证据,说明人们与过去相比服从他人少了,批评态度多了。但是,人们往往没有注意人们原来服从传统权威,现在变成了服从专家。

  西方文化认为一个负责任的人应该听从专家的意见。政客常常提醒我们,他们的政策“有科学依据”,通常的意思是听从了专家的指导。专家拥有对公众利益话题的最后决定权,甚至在人们的私生活问题上也越来越多的影响力。我们常常被告知在遇到困难时要寻求个人生活专家的建议,如孩子养育专家、生活教练、人际关系导师、超级保姆、性问题治疗师等等。显然,他们是告诉我们应该怎样生活的权威。

  听从专家的劝告是建立在这样一个前提基础上的,即专业知识使他们具有优越于他人的道德地位。比如,英国前检察署署长肯·麦克唐纳(KenMacdonald)曾主张使用专家证人的权利,帮助提高强奸案审判中的低判罪率。当时担任内政部次长的前内政大臣琼·莱恩(JoanRyan)支持他的观点,说专家证据能“揭穿有关强奸和其受害者的神话”。这种说法似乎认为普通陪审员缺乏足够的智慧来弄清楚强奸犯和受害者的行为,所以法院才需要心理学专家来纠正其错误。

  从前,判定谁有罪是牧师的特权。随着教会权威的终结,这种神秘权力开始和各种专家具有的权威联系起来。要求普通陪审员忽略自己的直觉,尊重专家的超级洞察力的实质很少被揭示出来,那就是非传统的服从权威的新形式。从这个角度看,普通陪审员的偏见和神话需要由专家的启蒙观点的干预来克服。

  首先,有必要指出21世纪的任何文明社会都可能严肃地对待专业知识。现代社会的有效运行在很大程度上依靠专家提供的知识和观点的质量。任何人如果生病或者遇到技术问题,都会去寻求专家的帮助。

  问题不在于专家的地位而在于其政治化。我们经常看到的情况是专家不仅局限于在公共问题讨论中提供建议。许多人坚持认为专业知识使专家有权在政策决策中具有最后发言权。最近的研究显示,在公众辩论中,那些观点与科学家的看法相冲突的人很难把自己的观点说出来。

  专家不时地还利用权威地位要求反对者闭嘴,终止讨论的过程。比如,那些认为有关气候变化的讨论已经结束的人就宣称自己是科学权威。英国前环境大臣大卫·米利班德(DavidMiliband)在2007年就是这样为自己的“气候变化的科学辩论早已结束”的观点辩护的。终止辩论的冲动也体现在澳大利亚生态学家伊安·普里莫(IanPlimer)受到的攻击上。他在书《天和地》中质疑了有关气候变化的流行共识。有人以不容置疑地口气指出普里莫根本不是气候变化方面的专家。

  服从专家权威的文化起源于19世纪。从历史上说,专家指拥有经验的人。乔叟(Chaucer)在14世纪末期写到“爱上专家”(Thothatbeneexpertinlove)。按照牛津英语辞典,专家是“经过经验和实践训练的人”,“有技术,有能力”。虽然这个术语常常和技术联系在一起,但它也能用来指个人品质。所以18世纪的君主可以被描述为“精通战争与和平艺术的专家”。

  专业知识的这种笼统表现很快被拥有专业知识和技能的含义所取代。专家的当代定义是“一个拥有专业知识和技能的权威”,这与专门家和专业化的角色直接联系在一起。正如社会学家迈克尔·舒德森(MichaelSchudson)在2006年的《理论与社会》杂志上说的,“专家是拥有被广大社会接受的具有合法性的专门知识的人。这知识包括建立在对更广泛知识探索领域的鉴别基础上的具体的、技术性的能力。”

  专家地位的上升与19世纪欧洲传统权威的危机有着解不开的复杂联系。自启蒙运动后,世界面临的重要问题不得不受到理性力量的制约。求助于从前的权威已经不够了。政治理论家汉娜·阿伦特(HannahArendt)在1954年出版的《在过去和未来之间》突出地说明了这些问题,她宣称“权威已经消失”。

  但是,传统的消失是重建新形式的权威的邀请。在科技进步的时代,重建权威的工程不可避免地被吸引到技术专家和专门化知识享有的地位上来。和涉及人类生活经验的各个方面的传统权威不同,专家权威仅仅局限在发挥理性作用的地方。

  正如法国哲学家约瑟夫·拉兹(JosephRaz)在《权威》(1990)中写的“专家权威可以被称为理论权威,因为它是关于信仰什么的权威”。拉兹注意到和“提供行动理由”的政治权威不同,理论权威“提供信仰的理由”。但是,尽管在概念上区分这两种权威是有道理的,但历史经验告诉我们专业知识很容易被政治化。随着时间的推移,这两种权威的界限变得模糊起来。而且,政治权威的脆弱性鼓励政客把权力外包给专家的过程。社会科学家斯蒂芬·希尔加德纳(StephenHilgartner)写到,“政府发现专家意见是形成政策和为政策辩护不可缺少的来源,更微妙的是,他们可以把某些政治领域的议题转变为技术问题”。

  政治科学家特里斯·伯尔(TerenceBall)认为,专业知识政治化的潜力可以通过区分知识权威(epistemicauthority)和知识政治权威(epistemocraticauthority)来理解。知识权威是“给予拥有专门知识、技能或者专长的人的权威。”比如,这种权威通过在治病时服从医生,打官司时服从律师而起作用。只是政治权威“相反,指的是一个阶级、群体或个人因为具有专业知识和技能而对没有这些专长的另一个阶级、群体或个人的权威。”伯尔认为,“知识政治权威因此在概念上是寄生在知识权威上的。或者换句话说,知识政治权威试图把政治权威融进技术或者专家的知识权威上去”。

  伯尔声称现代社会的政治管理和专家权威的概念区分变得“没有任何意义,或至少变得模糊不清了。”实际上,知识政治命令把专业知识权威延伸到政治和公众生活领域。它把道德和政治议题纳入到“知识权威范式”中,确认“政治学和伦理学是专家的活动。”今天的知识政治权威产生的影响力体现在就全球气候变暖和养育孩子等众多问题上,科学建议和道德和政治劝告之间的界限混淆不清。

  19世纪的知识政治理想得到实证主义思想家如圣西门(Saint-Simon)和孔德(Comte)的认可。他们不仅确认技术专家权威的优先地位,还坚持人们服从这种权威。虽然当今很少表现出这样公开地认同技术专家权威的言论,但它的反民主冲动仍继续发挥强大的作用。正如伯尔指出的,管理和技术专家理想对公共生活的影响说明知识政治理想“在某些方面越来越对应于政治现实”。

  专家地位要求大众把他们的专业知识和技能当作权威。正如历史学家托马斯·哈斯克尔(ThomasHaskell)指出的,到了19世纪中期科学人让位于科学家,这代表了从高贵的爱好向谋生职业的转变。哈斯克尔的书《专业社会科学的出现》(2000)令人信服地描述了“在坚实的基础上建立专业权威,然后把专业表现推广到新领域”的运动。他写到“科学的一词似乎体现了专业思想的本质:由体制培养和批准的专家权威。”

  虽然受到自我利益的影响,专业知识的职业化也代表了对传统权威做出回应的尝试。哈斯克尔认识到职业化趋势是“在随意性归因的习惯中的深刻的巨大变化”以及“真理本身的概念发生变化”时建立或者重建权威的大运动”的一部分。他补充说,“19世纪的职业化不仅仅是实用性的,是提高职业地位、追求狭隘自我利益的策略,正如现在常常表现的那样,相反,当时它似乎是一场文化改革,是建立安全的权威的手段,确保真理及其支持者能够赢得民众的尊重。因为民众曾威胁不再服从任何人、任何传统和最高的价值观。”

  所以,19世纪专业知识的职业化可以被看作代表了民众服从的新焦点的形成。在充满破坏性的变化、道德及思想出现混乱的时代,作为理性和科学的化身的专家成为给人安慰的权威。这是一种宣称代表客观真理的权威形式,专家作为这种真理的拥有者拥有了更优越的道德地位。哈斯克尔指出,“恰恰因为存在任何诚实的调查者都不能否认的真理,决策权必须放在专家手中,其权威在于其拥有的专业知识而不在于赤裸裸的自我吹嘘或者政党支持或者无资格者的多数票支持”。

  哈斯克尔继续问,“现代社会中,人们越来越多地依靠专家意见,这究竟是怎么回事呢?”他还问“在什么情况下,人们开始相信建立在常识和社会风俗习惯基础上的判断不够了呢?”当然,寻找专业人士的建议是传统指南的可靠性丧失造成的。专家地位上升的前提是传统权威的衰落。风俗习惯和传统真理的逐渐退却造成了寻求指导和建议的需要。对专家的需要是在什么都不能想当然,人们缺乏足够的思想资源来认识这个世界的文化气候中形成的。在西方社会遭遇因果关系危机的时代,公众自然乐意拥抱那些宣称拥有科学真理权威的人。

  在19世纪,世界变得越来越复杂和相互依赖。在此背景下,传统因果关系观很少能解释工业化、迅速的社会变革、和世界经济兴起等带来的问题。对世界的不确定性鼓励了社会科学的诞生,导致专家帝国的扩张。在此情况下,一个很清楚非专业知识的局限性的社会当然愿意服从和尊重专业知识。

  自19世纪以来,专业知识从因果关系危机中发展壮大。比如,社会科学领域的专家常常为其存在辩护,他们坚持认为世界太复杂了,普通人根本无法理解。正如历史学家韩大卫(DavidHaney)已经指出的,社会学寻求为自己的合法性辩护,通过提醒人们注意现代社会的复杂性。这个论点得到很可能是战后时代影响最大的社会学家塔尔科特·帕森斯(TalcottParsons)的大力推广。韩大卫注意到“在与早几代社会科学家的观点一致性论证中,”帕森斯确认“现代性的事实本身,连同其复杂性和由此造成的混乱要求社会科学家的专业知识。”

  把现实复杂化的倾向是专业知识政治化的一个典型特征。技术专家统治的批评家,尤其是批评他们对公共话题的精英主义的、反民主的习性的人常常被视为不能认识到日常生活复杂性的天真的,头脑简单的人。在这方面,社会学家迈克尔·舒德森(MichaelSchudson)驳斥了那些担心依靠专家可能与民主发生冲突的批评家的天真的浪漫主义。他补充说,这种立场“没有能看到民主的复杂性和复杂性的民主性。”“在一个对任何个人或者机构来说都太复杂,太难理解的世界里,如果没有同事、没有顾问、没有委员会,没有妥协,它是无法管理的”。

  专业知识的反面是无知的大众。从历史上看,民主和依赖专业知识之间的模糊关系导致很多思想家得出公众扮演负责任公民的能力低下的悲观结论。这个论点最好地体现在美国评论家沃尔特·李普曼(WalterLippmann)1992年的经典著作《公众舆论》中。李普曼宣称“绝对文盲”占选民中的比例比人们想象的要多多了,这些“在心理上还是孩子或者野蛮人”的人成为操纵者的天然目标。

  公众受幼儿感情支配的观念在两次战争之间阶段的社会科学文献中广泛传播。通常它表现出居高临下的假设,公众不知道自己的最佳利益是什么。在李普曼看来,民主的未来取决于为专家提供能影响大众意见的资源。美国自由派哲学家约翰·杜威(JohnDewey)同意李普曼对人们理解政治生活复杂性的悲观评价,但是担心专家转变成寡头统治的可能性。他的解决办法是把专家限制在提供事实的领域,使他们与政策决策保持距离。虽然李普曼和杜威的立场常常对立,重要的是,我们必须认识到他们都认为专家拥有比公众更高的思想、道德和政治地位。

  把公众舆论看做非理性牢笼的倾向表现了精英对公众的态度,这种感情表现在20世纪的大部分时间里。官员和塑造舆论者特别担心激进意识形态产生过多政治感情的能量。街道上抗议者的激情和愤怒被认为是理性开明的民主过程的对立面。而且,人们通常认为,非理性情感一旦动员起来后会成为破坏理性的力量。这就是为什么经济学家约瑟夫·熊皮特(JosephSchumpeter)认为有必要限制人们接触公共事务的原因。熊皮特相信“功利主义理性根本不是行为的非理性决定因素的对手”。社会科学,尤其是社会学继续表达对民众观点和看法的不信任。韩大卫注意到在战后美国,许多杰出社会学家“对美国人性格和倾向充满深刻的怀疑。”

  专业知识的权威一直通过把复杂性观点延伸到个人和非正式关系领域,试图主宰人们的私生活。现代时代的一个特征就是不能再想当然地做事,形成个人在没有专业人士指导的情况下无法管理自己生活的观念。最近日常的社会交往被表达为困难和复杂的事情,难怪养育小孩被看作一门科学,难怪我们经常谈论育儿技术、社交技术、沟通技术、人际关系技术等等。日常生活行为需要专门技术的信念为专家提供了控制个人私生活的机会。

  比如,专家宣称科学知识使得他们能在一些在此之前一直被认为属于个人和家庭生活的议题上提出权威意见。正如在1994年出版的《麻烦的孩子》中,一项美国研究注意到,“关于儿童发展的“科学家”的权威声音一再建议我们正确养育孩子需要专业知识,而现代家长很少具备这些”。

  新一帮专家相信养育孩子、教育、关系培养需要根据科学研究的最新发现进行重新组织。他们有强烈的圣战心态,并不局限于提供研究结果和发现。正如心理学家威廉·克森(WilliamKessen)在《美国心理学家》杂志上写的:

  对父母的做法和儿童行为的批评性考察和研究不可避免地转变为有关父母做法和儿童行为的建议。科学上的论点变成道德上的指令,描述性的叙述变成要求别人遵守的规范。在此过程中,有些让人担忧的场合,那些无论用什么方式获得的一鳞半爪的知识被被给予不寻常的尊重,被当作科学,与可怜的无助的民间知识对应。

  这些专家常常得到官方机构的支持,因而能把他们的建议强行推广到学校,并影响家庭生活的方式。在科学权威背景下,普通人的观点和价值观很少具有文化价值。

  值得注意的是,育儿、教育和关系培养的科学记录证明他们很少取得任何积极的持久的结果,不过是时髦理论的跑马场而已。但是,在成年人权威处于防守地位的时刻,科学专家在父母子女关系的交往上获得越来越大的影响力。典型的是,教育专家宣称其建议是建立在客观的科学基础上的,只有那些有偏见的人才不同意他们的观点。教学技能的推广计划则是根据儿童发展的最新心理学研究和客观的学习理论制订而成。

  就杜威来说,只有不可救药的、迷信的、传统主义者才会反对新科学教学法。他不能理解有人竟然抗拒“个人心理学”的最新发现所显示的人类学习方式。他在《哲学家》杂志上写到“就像因为人们觉得声音传播这么远是荒谬的,谁也不愿意把收音机放在市场上”。他有点不耐烦地宣称“虽然心理学发现在今天就像收音机的事实一般确定无疑,但很多学校校长和家长认为它们是令人厌恶的东西。”杜威像他的许多同行一样显然对有偏见的家长和质疑新课程科学的缺乏想象力的守旧派老师的非神圣结盟感到沮丧。

  日常生活的这种专业化从现代性开始就一直是独特的趋势,不过,1960年代以来它的增长速度更是惊人,专业人士系统地扩展要求专家知识帮助的个人领域。今天,人们从出生到上学、就业、婚姻和死亡的生活的任何方面都成为专业顾问的服务范围。我们生活在充斥个人培训者、导师和顾问的时代。直到最近以前,日常生活的专业化受到私人生活领域的问题最好留给社区的非正式解决办法来处理的观念的牵制。虽然专家知道得最多的观点很少受到挑战,但是所谓的提供帮助的职业很少有机会控制私人生活。他们能自由地侵占人们在社会边缘的生活,但是在60年代前很少有机会侵入“正常的”尤其是中产阶级的私生活。当今专家影响力的最引人注目的例子是他们在指导人们如何生活时很少有任何顾忌。他们决不仅仅满足于提供建议。专家建议被用来为给影响人们生活的政府政策的合理性辩护。

  当然,大部分专家是负责的、好意的,他们为社会的福利做出了重要贡献。但是专家政治作用的巩固,政客对专家建议的依赖而不是自己分析已经鼓励了破坏民主问责制基本模式的权威形式。现在有一种趋势,政客退缩在专业知识的复杂性和复杂议题的盾牌后面,而不是竭力简化解释或者获得对问题的解决。专业知识变成了为政府在不能发挥任何建设性作用的公共和私人生活进行干涉来辩护的手段。

  问题不在专业知识。社会需要专家权威,专家权威需要知识。社会不需要隐藏在技术专家建议背后的,根据政治判断拒绝决策的知识政治权威的政治途径的继续。社会也不需要操纵专家意见作为政治干涉的烟幕,尤其是在私人生活领域。

  最后一点:专家意见并不能代替认真的思考,智慧的反思。称他们为文学家、知识分子、通才或者博学者。自从文艺复兴,社会的思想和文化生活依靠那些能够超越专门化局限性的人,抓住大格局的人。19世纪的思想家显然认识到了这一点,他们担心公共生活的过分专业化的后果。在1849年的文章中,刘易斯(G.L.Lewis)警告说“有综合思想的人应该考察众多科学的全局,应该理解它们之间的相互关系,”以便“避免因为局限在某个单一领域的排他性思考而产生的狭隘影响。”

  自19世纪以来,狭隘的专门化和艺术与科学的真正对话的破坏已经被广泛评论过了。早在1959年,斯诺(C.P.Snow)就表达了他对思想界分裂为艺术和科学两种文化的焦虑。当两种文化已经让位于科学和艺术领域内学科的隔绝,哲学家无法和历史学家对话,社会学家无法和经济学家对话,他对今天的情形又会做出什么反应呢?我们需要的不是更多的专家而是能够向社会解释各种不同的知识的意义的思想家和评论家。

  译自:Specialist pleading FrankFuredi|September02,2009

  http://www.theaustralian.news.com.au/story/0,25197,25979808-25132,00.html

TOP